Many investment options, such as structured products, are worthy of extra effort and care is built into the sales practices. These defined-outcomes are based upon assumptions regarding underlying investments, strategies, and their expected rate of return. If those assumptions are wrong,…
It has been said the only constant is change. So it goes with the E&O market for broker-dealers, particularly small firms. Four major factors have played into the decision for a few insurers exiting this year. With the most recent…
Errors & Omissions insurance is not just a good idea, it is a requirement for many professionals and businesses. Also referred to as professional liability or malpractice insurance, E&O insurance provides protection for professionals and companies against legal claims if they…
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