It has been said the only constant is change. So it goes with the E&O market for broker-dealers, particularly small firms. Four major factors have played into the decision for a few insurers exiting this year. With the most recent…
Selling Away claims are a firm-killer. They can and do cause the demise of broker-dealers . We have seen it many times. Some principals feel as though they know their reps very well. As well as their reps’s ethics, and…
Errors & Omissions insurance is not just a good idea, it is a requirement for many professionals and businesses. Also referred to as professional liability or malpractice insurance, E&O insurance provides protection for professionals and companies against legal claims if they…
