Group

Finance Specialty

Your partner, presenter and provider to serve you through risk management, insurance brokerage and claims advocacy.

Leverage our expertise to help you select the best mix of insurance coverage for your firm.

Our Finance Specialty Group exists to serve broker dealers, RIAs and other financial services firms throughout the insurance selection process. Our team has been working in E&O and professional liability insurance since 1992, and we bring our expertise to help you navigate the unique and dynamic risk management challenges that you face in the broker dealer and RIA activities. We believe insurance should not be a buyer-beware proposition, and we’re here to help your firm throughout the selection process to choose the best balance of optimum coverage and competitive rates.

Broker Dealer

Specialized insurance programs designed to mitigate risk and liberate capital for Independent and Managing Broker-Dealers, Investment Banking Firms, Family Offices and Private Equity Firms.

Broker Dealer E&O

We take great pride in providing innovative, specific solutions to a wide variety of financial service firms and professionals with complex and delicate, specialized insurance needs.

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RIA Firm

RIAs, Advisors and Aggregators find the best coverage available through our firm, including Execution Errors, Cyber, Theft / Fidelity, D&O, EPLI, ERISA Bonds and more.

Registered Investment Advisor E&O

We serve the widest array of financial organizations utilizing many insurers. Put our specialized team to work for you.

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Bonds

Fidelity, ERISA and Surety Bonds are added layers of protection for your firm. Protect your firm from loss

Bonds

Fidelity, ERISA and Surety Bonds are added layers of protection for your firm. Protect your firm from loss caused by a dishonest employee, protect your employee pension and health plans, or financially guarantee the terms established by two parties.

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EPLI Insurance

Every employer faces the reality that it may be the target of legal action from past, present and prospective employees.

Employment Practices Liability Insurance

Protect your firm from claims arising from employees who are terminated for cause and then sue you for discrimination, wrongful termination, loss of earnings, sexual harassment, slander, defamation and more.

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Integrity, Vision & Experience

Our seamless approach and visionary leadership are a perfect fit for your business. Led by seasoned professionals with decades of experience delivers a broad range of customized solutions focused on optimizing program design and coverage while maximizing cost efficiencies.

Our expertise in this specialized area comes with our industry-recognized reputation for exceptional customer service.

Our Approach

Our team works closely with every client to build a specialized insurance program designed to mitigate risk and liberate capital. We take great pride in providing innovative, specific solutions to a wide variety of financial service firms and professionals with complex and delicate specialized insurance needs. We are your advocates with insurance companies. Our strong market connections are based on long-term relationships. As a result, underwriters consistently demonstrate their willingness to help us structure exceptional programs and obtain favorable claims resolutions.

Our Clients

The Financial Service sector is one of InterWeb’s core specialty practices. We understand the unique challenges that face this industry and we know the marketplace intimately. Our team of brokers assess risk and secure competitive insurance programs for the following:

Broker-Dealers
Investment Advisors (individual IAR’s and RIA firms)
Insurance Company Agent Programs
Insurance Agents
Insurance Marketing Organization (IMO) Programs
Associations

Speciality Client Testimonials

From the service levels, to their knowledge of the industry and products offered, this gives us confidence that we have partnered with the right firm to help protect us and our advisors.

Purchased my Errors and Omissions insurance from interweb. Needed to call in and was assisted in a professional and couteous manner. Very efficient and competitive pricing.

Spire has been working with Sheri Pontolillo since 2013. Spire has appreciated the efforts that the team has put into really understanding our company and the needs of our Reps/Advisors. We have found that they are true advocates of our firm with regards to coverage and pricing. Spire highly recommends working with them.

I cannot be more complimentary of Dee’s service, knowledge of insurance products, access to various insurance markets and her advocacy to fight for lower premiums. Her knowledge of the broker dealer and RIA insurance market and technical expertise is helpful in selecting our coverage. Dee was also a strong advocate for us with the carrier in the case of a claim. In this regulated litigious business, it is great to know that she is on our team.

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Finance Specialty

Leverage our expertise to help you select the best mix of insurance coverage for your firm.

Broker Dealer

Broker Dealer E&O

RIA Firm

Registered Investment Advisor E&O

Bonds

Bonds

EPLI Insurance

Employment Practices Liability Insurance

Integrity, Vision & Experience

Our Approach

Our Clients

Speciality Client Testimonials

Lets Get Started

Get in touch

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