The House Committee has passed H.R. 2620, the Investor Choice Act. Therefore, This is a bill that will prohibit broker-dealers, investment advisors and issuers from including pre-dispute binding mandatory arbitration clauses in their customer agreements. View Bill Here. On the…
In today’s business world, attracting and maintaining top talent is essential in ensuring success and profitability. Thus, Hiring the right personnel can have significant implications for the company’s short-term and long-term welfare. Although, The sudden loss of a valuable staff…
A hacker infiltrated a client's email and impersonated the client to the advisor/rep and instructed the advisor to liquidate stocks and wire funds to an account at the same bank as the client, however to the hacker's account. Because the…
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